{"_id":"556e1772c9d85a1900914cdd","parentDoc":null,"version":{"_id":"556dd000d0f4740d00380e00","project":"556dd000d0f4740d00380dfd","__v":14,"createdAt":"2015-06-02T15:47:12.583Z","releaseDate":"2015-06-02T15:47:12.583Z","categories":["556dd001d0f4740d00380e01","556e17023f11b01900a36978","556eff53fc3aa80d00e1aa67","557078cf910c090d00c43414","557078dc9ea7860d008b24ed","5571a533dbb3632100974aed","5571c4ed6d8908230061f39e","5575b9b10b81dc230069c981","5580706cbe698419008f2ca7","55a4117d53611017004387d4","58502492f744712700462b20","588279ccd63d450f00e1aa58","59e76819193831002803721e","5a6899886b88e400403c3ce5"],"is_deprecated":false,"is_hidden":false,"is_beta":true,"is_stable":true,"codename":"","version_clean":"2.0.0","version":"2"},"__v":13,"category":{"_id":"556e17023f11b01900a36978","__v":8,"project":"556dd000d0f4740d00380dfd","version":"556dd000d0f4740d00380e00","pages":["556e1717c9d85a1900914cda","556e1772c9d85a1900914cdd","556e19fbc9d85a1900914cee","557053d2cc189a21001ab2ee","557062f79ea7860d008b24a0","557067329ea7860d008b24ae","5579a14a507db52f00907e79","55807040be698419008f2ca5"],"sync":{"url":"","isSync":false},"reference":true,"createdAt":"2015-06-02T20:50:10.014Z","from_sync":false,"order":1,"slug":"applications","title":"Applications"},"project":"556dd000d0f4740d00380dfd","githubsync":"","user":"550e28af11e8d00d00b803f2","updates":[],"next":{"pages":[],"description":""},"createdAt":"2015-06-02T20:52:02.683Z","link_external":false,"link_url":"","sync_unique":"","hidden":false,"api":{"settings":"","results":{"codes":[]},"auth":"required","params":[],"url":""},"isReference":true,"order":0,"body":"The process for opening a Tradier Brokerage account is very simple and straight-forward.  We've also optimized the process for the most seamless integration with your platform.\n\n1.  **Collect the Required Information.**\nHave your customers fill out the required information. Temporarily store this information to be sent to Tradier Brokerage.\n2. **Approve the Application** \nA registered representative must approve the application within your RIA.  Once approved, format the data to be sent to Tradier Brokerage.\n3. **Send the Application** \nSend the application using a `POST /applications` request and following the required structure of the application data structure.\n4. **User Verifies**\nWe'll send a cobranded email to the customer letting them digitally sign the agreements after which they'll be redirected back to your site.  Here is the text of that email:\n[block:code]\n{\n  \"codes\": [\n    {\n      \"code\": \"Thank you for submitting your <ADVISOR NAME> account application to Tradier Brokerage, Inc. Please review the following Tradier Brokerage agreements and disclosures associated with your account:\\n\\nCustomer Agreement\\nPrivacy/CIP\\nBusiness Continuity\\nElectronic Delivery Consent\\nElectronic Signature Acknowledgement\\nW9 Certification\\nLimited Trading Authorization\\nBy selecting this link you are acknowledge that:\\n\\nI accept electronic delivery of these documents.\\nI have read these documents.\\nI have printed/saved the documents and don?t need them mailed to me.\\nI would like to open a brokerage account with Tradier Brokerage.\\nI understand that you have designated Apex Clearing Corporation as your clearing firm.\\nClick here to verify your acknowledgement.\\n\\nSincerely,\\nTradier Brokerage Selected Broker for <ADVISOR NAME>\\nTradier Brokerage Contact Service \\n\\nPO Box 49056, Charlotte, NC 28277, (980) 272-3880\\nThis message is confidential and sent by Tradier Brokerage, Inc. solely for use by intended recipient. Tradier Brokerage Inc. may NOT accept any orders or instructions to buy or sell securities of any kind by email. All such instructions and orders must be placed on line or via telephone. The information contained within this email is based on information available and believed to be accurate at the time it was prepared. Electronic mail sent through the internet is generally not secure and may be intercepted by a third party.\",\n      \"language\": \"text\"\n    }\n  ]\n}\n[/block]\n5. **Wait for a response** \nYou can either poll against our endpoints for the status of your applications. Or you can register a web hook with us and we'll let you know when the status changes. This can take up to 1 business day.\n\nBehind the scenes, our experienced team of brokerage operations people review our third-party CIP verifications and make sure all I's are dotted and T's are crossed.  Once satisfied, we'll send the application to our clearing provider for consideration.\n[block:callout]\n{\n  \"type\": \"info\",\n  \"title\": \"Maintain Compliance\",\n  \"body\": \"Customer privacy and security is the highest priority of Tradier Brokerage.  Please review all compliance guidelines outlined in the [Requirements section](/v2/docs/requirements).\"\n}\n[/block]\n\n[block:api-header]\n{\n  \"title\": \"Foreign Applications\"\n}\n[/block]\nForeign applications follow a slightly different flow:\n\n1. **Send the Application** \nSend the application using a `POST /applications` request and following the required structure of the foreign application data structure.\n2. **User Verifies**\nWe'll send a cobranded email to the customer letting them digitally sign the agreements after which they'll be redirected back to your site.\n3. **Agent Verifies**\nOnce the user verifies the application, we'll send a cobranded email to the agent letting them digitally sign the Limited Trading Authorization (LTA) agreement.\n4. **Upload Documents**\nUpload documents using a `PUT /applications/:id/images` request. At least 2 documents are required per applicant:\n   * ID Document: a merged image containing the front/back and the translation of the ID document.\n   * Image Signature: a digital image signature.\n5. **Wait for a response** \nYou can either poll against our endpoints for the status of your foreign applications.  Or you can register a web hook with us and we'll let you know when the status changes. This can take up to 1 business day.","excerpt":"Getting started sending applications to the Tradier Brokerage API","slug":"getting-started-1","type":"basic","title":"Getting Started"}

Getting Started

Getting started sending applications to the Tradier Brokerage API

The process for opening a Tradier Brokerage account is very simple and straight-forward. We've also optimized the process for the most seamless integration with your platform. 1. **Collect the Required Information.** Have your customers fill out the required information. Temporarily store this information to be sent to Tradier Brokerage. 2. **Approve the Application** A registered representative must approve the application within your RIA. Once approved, format the data to be sent to Tradier Brokerage. 3. **Send the Application** Send the application using a `POST /applications` request and following the required structure of the application data structure. 4. **User Verifies** We'll send a cobranded email to the customer letting them digitally sign the agreements after which they'll be redirected back to your site. Here is the text of that email: [block:code] { "codes": [ { "code": "Thank you for submitting your <ADVISOR NAME> account application to Tradier Brokerage, Inc. Please review the following Tradier Brokerage agreements and disclosures associated with your account:\n\nCustomer Agreement\nPrivacy/CIP\nBusiness Continuity\nElectronic Delivery Consent\nElectronic Signature Acknowledgement\nW9 Certification\nLimited Trading Authorization\nBy selecting this link you are acknowledge that:\n\nI accept electronic delivery of these documents.\nI have read these documents.\nI have printed/saved the documents and don?t need them mailed to me.\nI would like to open a brokerage account with Tradier Brokerage.\nI understand that you have designated Apex Clearing Corporation as your clearing firm.\nClick here to verify your acknowledgement.\n\nSincerely,\nTradier Brokerage Selected Broker for <ADVISOR NAME>\nTradier Brokerage Contact Service \n\nPO Box 49056, Charlotte, NC 28277, (980) 272-3880\nThis message is confidential and sent by Tradier Brokerage, Inc. solely for use by intended recipient. Tradier Brokerage Inc. may NOT accept any orders or instructions to buy or sell securities of any kind by email. All such instructions and orders must be placed on line or via telephone. The information contained within this email is based on information available and believed to be accurate at the time it was prepared. Electronic mail sent through the internet is generally not secure and may be intercepted by a third party.", "language": "text" } ] } [/block] 5. **Wait for a response** You can either poll against our endpoints for the status of your applications. Or you can register a web hook with us and we'll let you know when the status changes. This can take up to 1 business day. Behind the scenes, our experienced team of brokerage operations people review our third-party CIP verifications and make sure all I's are dotted and T's are crossed. Once satisfied, we'll send the application to our clearing provider for consideration. [block:callout] { "type": "info", "title": "Maintain Compliance", "body": "Customer privacy and security is the highest priority of Tradier Brokerage. Please review all compliance guidelines outlined in the [Requirements section](/v2/docs/requirements)." } [/block] [block:api-header] { "title": "Foreign Applications" } [/block] Foreign applications follow a slightly different flow: 1. **Send the Application** Send the application using a `POST /applications` request and following the required structure of the foreign application data structure. 2. **User Verifies** We'll send a cobranded email to the customer letting them digitally sign the agreements after which they'll be redirected back to your site. 3. **Agent Verifies** Once the user verifies the application, we'll send a cobranded email to the agent letting them digitally sign the Limited Trading Authorization (LTA) agreement. 4. **Upload Documents** Upload documents using a `PUT /applications/:id/images` request. At least 2 documents are required per applicant: * ID Document: a merged image containing the front/back and the translation of the ID document. * Image Signature: a digital image signature. 5. **Wait for a response** You can either poll against our endpoints for the status of your foreign applications. Or you can register a web hook with us and we'll let you know when the status changes. This can take up to 1 business day.